Review a public or internal communication (email, social post, website, ad, letter, research, chat, memo) against communications-compliance rules: classify it (retail communication, correspondence, institutional, internal), then flag prohibited or promissory claims, performance predictions, one-sided/unbalanced content, missing required disclosures (member name, past-performance, BrokerCheck, testimonial), supervision gaps (principal pre-approval/review), retention and off-channel gaps, and escalation needs (MNPI/market abuse, complaints) — each with cited evidence and a recommended disposition. Use when a rep, supervisor, or compliance analyst asks to review a communicat…
